The “Certificate in Compliance, Governance, and Risk Management” offered by Equalifi is an extensive program designed to provide professionals with a robust understanding of risk management principles and practices. The course starts with an introduction to compliance, governance, and various types of risks, including credit, market, operational, and legal risks. Participants will learn about asset liability management, the tools used in this process, and the formation of successful Asset Liability Committees (ALCOs).
The second section delves into risk measurement, control, and management, covering risk exposure analysis, mitigation policies, and capital adequacy norms. It also explores financial instruments such as forwards, futures, and options for risk mitigation. The third section focuses on credit risk management, including Basel norms, RBI guidelines, risk rating, and stress testing. The final section addresses operational and market risk, discussing forms and causes of operational risk, sound principles of operational risk management, capital allocation, and the treatment of market risk under Basel norms. This comprehensive course equips professionals with the skills to effectively manage risk and ensure compliance and governance within their organizations.
Benefits:
- Master risk management processes
- Form successful ALCOs
- Analyze risk exposure
- Develop mitigation policies
- Ensure capital adequacy compliance
- Utilize financial instruments for risk mitigation
- Conduct risk rating and pricing
- Perform stress testing and sensitivity analysis
- Manage operational and market risks
Careers After Certificate in Financial Markets
- Risk Manager
- Compliance Officer
- Governance Specialist
- Asset Liability Manager
- Credit Risk Analyst
- Market Risk Analyst
- Operational Risk Manager
- Financial Risk Consultant
- Regulatory Compliance Specialist
- Internal Auditor
- Capital Adequacy Manager
- Stress Testing Analyst
- Risk Management Consultant
- Treasury Manager
Reference Books
- Governance, Risk Management, and Compliance – It Can’t Happen to Us–Avoiding Corporate Disaster by RM Steinberg
- Governance, Risk Management, Compliance & Ethics by Chirag Chotrani
Exam Details
Equalifi is offering the CIRC examination on an external, remote-proctored platform. Candidates can schedule an exam by paying the exam fee. Once the exam fee payment is done and exam registration is confirmed, the exam platform sends out the exam link by email to the candidates. Candidates can appear for the exam anytime any day within the next 1 year through this exam link from any place. Candidates need a good internet connection and a functional camera on their PC/ Laptop to appear for this exam.
CIRC Certification has only 1 exam which covers both Level 1 and Level 2 syllabus.
| Sr. No. |
Name of Module |
Type of Questions |
Test Duration |
No. of Questions |
Maximum Marks |
Pass Marks (%) |
Negative Marking |
| 1 |
Certificate in Risk and Compliance |
MCQ |
2 Hrs |
100 |
100 |
50 |
20% |
Registration Process:
Candidates can register for Equalifi Academy’s Certification programs through any of the following modes:
Member Mode
Under this mode, candidate first needs to sign up as an Equalifi Individual Member. As a member, a candidate gets complimentary access to study resources, tutorials (live and recordings) and various other member benefits round the year.
Equalifi Membership is for a year. Candidate can study for any of Equalifi’s education programs during membership tenure. To appear for any exam, a candidate needs to register for the particular exam and appear within a year from the date of exam registration.
Exam Mode
Under this mode, a candidate can directly register for the certification exam of his choice. Once registered for the exam, candidates will receive the exam link by email within 7 working days. Candidates can appear for the exam anytime from anywhere on a remote proctored platform within 1 year from the date of exam registration.
Candidates registering under the exam mode do not get access to any study material or training.
Equalifi regularly conducts exam preparation training for various certification exams. Candidates who wish to attend live training, can either pay and register for each training or sign up as an Equalifi Member to get complimentary access to all study resources for a year.
Upcoming training programs are listed here- Skill-Building Programs
Membership details are given here- Equalifi Individual Memberships
Candidate Audit:
Equalifi will randomly audit a percentage of applications on a regular basis. Candidates will be responsible for providing the requested supporting documentation to verify their education and professional background as mentioned in the registration form. Equalifi’s practice is not to contact employers or educational institutions to obtain verification documentation on the candidate’s behalf. Failure to comply with the audit, falsification or misrepresentation of requested information and/or any unprofessional conduct will result in denial/cancellation of the exam registration and/or revocation of the program certificate. Candidates subject to audit will be notified by e-mail and will have 10 business days to respond. Once selected for audit, candidates will be required to satisfy the audit requirements before being able to receive the final certificate. Failure to comply with the audit will result in forfeiting all fees. Additionally, a candidate who does not comply with the audit will be subject to audit if reapplying for a future testing window.
Fee Details:
|
Certificate in Sustainability and Climate Risk (CISCR)
|
For Equalifi Members
|
For Non-Members
|
|
Fee
|
INR 1,770
|
INR 3,540
|
*Fee mentioned is inclusive of GST. Exam fee is applicable for one attempt.
Exam Preparatory Material
Access the CIRC tutorial recordings and study material here
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